Report of Proposed Sale of Securities (144)
16 Maio 2023 - 05:35PM
Edgar (US Regulatory)
| Form
144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 144
NOTICE OF PROPOSED SALE OF
SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
|
|
Form 144
|
144: Issuer Information
| Name of
Issuer |
BLOOM ENERGY CORP CL A
|
| SEC File
Number |
001-38598
|
|
Address of Issuer |
4353 North First Street
San Jose
CALIFORNIA
95134
|
| Phone |
4085431500
|
| Name of Person
for Whose Account the Securities are To Be Sold |
SHAWN M. SODERBERG
|
| See the definition of
"person" in paragraph (a) of Rule 144. Information is to be given
not only as to the person for whose account the securities are to
be sold but also as to all other persons included in that
definition. In addition, information shall be given as to sales by
all persons whose sales are required by paragraph (e) of Rule 144
to be aggregated with sales for the account of the person filing
this notice. |
|
Relationship to Issuer |
- Officer
|
144: Securities Information
|
Record |
Title
of the Class of Securities To Be Sold |
Name
and Address of the Broker |
Number of Shares or Other Units To Be Sold |
Aggregate Market Value |
Number of Shares or Other Units Outstanding |
Approximate Date of Sale |
Name
the Securities Exchange |
|
#1 |
Common |
Morgan Stanley Smith Barney LLC Executive Financial
Services
1 New York Plaza
38th Fl.
New York
NEW YORK
10004
|
1,499 |
$19,681.87 |
192,864,927 |
05/16/2023 |
NYSE
|
144: Securities To Be Sold
| Furnish the following
information with respect to the acquisition of the securities to be
sold and with respect to the payment of all or any part of the
purchase price or other consideration therefor: |
|
Record |
Title
of the Class |
Date
you Acquired |
Nature of Acquisition Transaction |
Name
of Person from Whom Acquired |
Is
this a Gift? |
Date
Donor Acquired |
Amount of Securities Acquired |
Date
of Payment |
Nature of Payment * |
|
#1 |
Common |
05/15/2023 |
Restricted Stock Units |
Issuer |
☐ |
— |
1,499 |
05/15/2023 |
N/A |
| * If the
securities were purchased and full payment therefor was not made in
cash at the time of purchase, explain in the table or in a note
thereto the nature of the consideration given. If the consideration
consisted of any note or other obligation, or if payment was made
in installments describe the arrangement and state when the note or
other obligation was discharged in full or the last installment
paid. |
144: Securities Sold During The Past 3 Months
| Furnish the following
information as to all securities of the issuer sold during the past
3 months by the person for whose account the securities are to be
sold. |
|
Record |
Name
and Address of Seller |
Title
of Securities Sold |
Date of Sale |
Amount of Securities Sold |
Gross Proceeds |
|
#1 |
SHAWN
M. SODERBERG
4353 North First Street
San Jose
CALIFORNIA
95134 |
Common |
04/17/2023 |
9,348 |
$173,311.92 |
|
#2 |
10b5-1 Sales for SHAWN M. SODERBERG
4353 North First Street
San Jose
CALIFORNIA
95134 |
Common |
03/16/2023 |
3,345 |
$60,326.41 |
|
#3 |
SHAWN
M. SODERBERG
4353 North First Street
San Jose
CALIFORNIA
95134 |
Common |
03/16/2023 |
3,156 |
$58,701.60 |
|
#4 |
SHAWN
M. SODERBERG
4353 North First Street
San Jose
CALIFORNIA
95134 |
Common |
02/22/2023 |
15,095 |
$335,259.95 |
144: Remarks and Signature
| Remarks |
|
| Date of
Notice |
05/16/2023
|
| Date
of Plan Adoption or Giving of Instruction, If Relying on Rule
10b5-1 |
- 02/24/2023
|
ATTENTION:
|
| The person for whose
account the securities to which this notice relates are to be sold
hereby represents by signing this notice that he does not know any
material adverse information in regard to the current and
prospective operations of the Issuer of the securities to be sold
which has not been publicly disclosed. If such person has adopted a
written trading plan or given trading instructions to satisfy Rule
10b5-1 under the Exchange Act, by signing the form and indicating
the date that the plan was adopted or the instruction given, that
person makes such representation as of the plan adoption or
instruction date. |
| Signature |
/s/ Shawn Soderberg
|
ATTENTION: Intentional misstatements or omission of facts
constitute Federal Criminal Violations (See 18 U.S.C.
1001)
|
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