UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM SD
SPECIALIZED
DISCLOSURE REPORT
| CORNING INCORPORATED |
| (Exact Name of Registrant as Specified in Charter) |
| |
New York
(State or Other Jurisdiction
of incorporation) |
1-3247
(Commission File No.) |
16-0393470
(IRS Employer
Identification Number) |
| |
|
|
One Riverfront Plaza, Corning New York
(Address of Principal Executive Offices) |
|
14831
(Zip Code) |
| |
|
|
|
Daniel P. Christmas |
|
(607) 974-9000 |
| |
|
|
| |
(Name and telephone number, including
area code, of the person to contact in
connection with this report.) |
|
Check the appropriate box to indicate the rule pursuant to which
this form is being filed, and provide the period to which the information in this form applies:
| ý | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the
reporting period from January 1 to December 31, 2023. |
Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Corning Incorporated evaluated its current product lines and
determined that certain products we manufacture or contract to manufacture contain tin, tantalum, tungsten and/or gold (3TG). The results
of our reasonable country of origin inquiry and due diligence are contained in the Conflict Minerals Report filed herewith.
A copy of the Company’s Conflict Minerals
Report is provided as Exhibit 1.01 hereto and is publicly available on the Investor Relations page of Corning’s website (see http://www.corning.com/investor_relations/index.aspx
and click on “View All Filings”).
Item 1.02 Exhibit
As specified in Section 2,
Item 2.01, Corning Incorporated is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.
Section 2 - Exhibits
Item 2.01 Exhibits
The following exhibit is filed as part of this report
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| CORNING INCORPORATED |
|
|
| |
|
|
| By: |
/s/
Eric S. Musser |
|
May 29, 2024 |
| |
Eric S. Musser |
|
(Date) |
| |
President & Chief Operating Officer |
|
|
Exhibit 1.01
Corning Incorporated
Conflict Minerals Report
For the Year Ended December 31, 2023
This Conflict Minerals Report (CMR) for the year ended
December 31, 2023 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the Rule). The Rule was adopted by
the Securities and Exchange Commission (SEC) to implement reporting and disclosure requirements related to conflict minerals as directed
by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act). The Rule imposes certain reporting obligations
on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or production of their
products. Conflict Minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited
to tin, tantalum, tungsten, and gold (3TG).
This report is available
on the Investor Relations page of Corning’s website (see http://www.corning.com/investor_relations/index.aspx and click on “View All Filings”).
This report has been prepared by management of Corning
Incorporated (herein referred to as “Corning,” the “Company,” “we,” “us,” or “our”).
The information includes the activities of all majority-owned subsidiaries and variable interest entities that are required to be consolidated
in accordance with US Generally Accepted Accounting Principles. It does not include the activities of subsidiaries or variable interest
entities that are not required to be consolidated.
Corning is a world leader in the manufacture of specialty
glass and ceramics. Drawing on over 170 years of materials science and process engineering knowledge, Corning creates and makes keystone
components that enable high-technology systems for consumer electronics, mobile emissions control, telecommunications and life sciences.
Corning operates in five reportable segments: Display Technologies, Optical Communications, Environmental Technologies, Specialty Materials
and Life Sciences. Corning manufactures products at 78 manufacturing facilities across the globe, has 150 operating locations, and has
a presence in 44 countries.
Corning’s principal products, by segment, are
as follows:
Corning’s Display Technologies segment manufactures
glass substrates for flat panel displays, including liquid crystal displays (LCDs) and organic light-emitting diode (OLEDs) that are used
primarily in televisions, notebook computers, desktop monitors, tablets and handheld devices.
Corning’s Optical Communications segment is
classified into two main product groupings – carrier network and enterprise network. The carrier network product group consists
primarily of products and solutions for optical-based communications infrastructure for services such as video, data and voice communications.
The enterprise network product group consists primarily of optical-based communication networks sold to businesses, governments and individuals
for their own use.
Corning’s Environmental Technologies segment
manufactures ceramic substrates and filter products for emissions control in mobile applications around the world.
The Specialty Materials segment manufactures products
that provide more than 150 material formulations for glass, glass ceramics and crystals, as well as precision metrology instruments and
software to meet requirements for unique customer needs. Consequently, this segment operates in a wide variety of commercial and
industrial markets that include materials optimized for mobile consumer electronics, semiconductor equipment optics and consumables, aerospace
and defense optics, radiation shielding products, sunglasses, and telecommunications components.
Corning’s Life Sciences segment is a leading
developer, manufacturer and global supplier of laboratory products, including consumables, such as plastic vessels, liquid handling plastics,
specialty surfaces, cell culture media and sera, as well as general labware and equipment.
All other segments at Corning that do not meet the
quantitative threshold for separate reporting have been grouped as “All Other.” This group is primarily comprised of the results
of Hemlock Semiconductor Group, the pharmaceutical technologies business, auto glass, new product lines and development projects, as well
as other businesses and certain corporate investments.
Corning maintains complex and diverse supply chains
across its reported segments, involving thousands of suppliers to the Company. We rely on our direct suppliers to provide information
on the origin of the 3TG contained in components and materials supplied to us – including sources of 3TG that are supplied to them
from lower-tier suppliers. Contracts with our suppliers are frequently in force for three years or more and we cannot unilaterally impose
new contract terms and flow-down requirements. Corning has incorporated a clause into relevant agreements that requires suppliers to provide
information about the source of conflict minerals and the location of smelters. Based upon these contractual requirements and our supplier
relationships, we work annually with selected suppliers to ensure they provide us the 3TG sourcing information required.
Based upon technical knowledge regarding our products,
as well as the results of the prior supplier surveys regarding conflict minerals, relevant personnel in each of our reported segments
identified the suppliers to survey regarding whether the components or materials supplied to Corning by such suppliers contain 3TG. We
relied upon these suppliers, 243 in total, to provide us with information about whether the components or materials supplied to Corning
contain 3TG; and, if so, the source of such 3TG. Our direct suppliers are similarly reliant upon information provided by their suppliers,
or in the case of distributors from whom we purchase components or materials, reliant upon the manufacturers of such items. Many of our
larger suppliers are also SEC registrants and subject to the Rule.
| 4. | Reasonable Country of Origin Inquiry (RCOI) and RCOI Conclusion |
| 4.1 | Requests for Information |
We surveyed those suppliers described above
using version 6.31 of the conflict minerals reporting template developed by the Responsible Business Alliance (“RBA”) and
The Global e-Sustainability Initiative (“GeSI”), known as the Responsible Minerals Initiative (“RMI”) Conflict
Minerals Reporting Template (or the “CMRT”). The CMRT was developed to facilitate disclosure and communication of information
regarding smelters that provide material to a company’s supply chain. It includes questions regarding a company’s conflict-free
policy, engagement with its direct suppliers, and a listing of the smelters the company and its suppliers use. In addition, the CMRT contains
questions about the origin of conflict minerals included in their products, as well as supplier due diligence. Written instructions and
recorded training illustrating the use of the tool are available on the Responsible Business Alliance’s website. The CMRT is being
used by many companies in their due diligence processes related to 3TG.
To determine whether any 3TG necessary to
our products originated in the Covered Countries, we retained a third-party service provider, Assent Compliance (“Assent”)
to assist us in surveying our supply chain. During our supplier survey, we contacted suppliers via the Assent Compliance Manager (“ACM”),
a SaaS platform provided by Assent that enables its users to complete and track supplier communications and allows suppliers to upload
completed CMRTs directly to the platform for assessment and management. The use of the CMRT allowed for some elimination of irrelevant
suppliers. Specifically, question one of the CMRT asks suppliers whether any 3TGs are necessary to the functionality or production of
their products. We also reviewed the supplier list to ensure that irrelevant or “out of scope” suppliers were removed from
the survey process (e.g., the removal of suppliers who provided only packaging to Corning).
Assent requested that all in-scope suppliers
complete a CMRT and included training and education to guide suppliers on best practices and the use of the template. Assent monitored
and tracked all communications in the ACM for future reporting and transparency. Corning directly contacted suppliers that were unresponsive
to
Assent’s communications during the
diligence process and requested that such suppliers complete and submit the CMRT to Assent.
Where the CMRT responses included the names
of entities listed by our suppliers as smelters or refiners, Assent consulted the RMI publicly available information to determine whether
such entities had been identified as certified Conflict-Free. In some cases, the CMRT responses did not provide smelter information; this
was one of the items that we typically requested in follow-up communications with suppliers. Ultimately, some suppliers were unable to
provide us with smelter information because they were engaged in their own efforts to obtain that information from their suppliers.
Through Assent’s
platform, automated data validation was performed on all submitted CMRTs. The goal of data validation is to increase the accuracy of submissions
and identify any contradictory answers in the CMRT. This data validation is based on logical sequencing and required correlations between
the CMRT questions (for example, if a supplier does not report having received information from 100% of its 3TG sources, it cannot logically
offer definitive statements in response to certain other questions).
All submitted CMRTs are first accepted and
then classified as valid or invalid so that their data is still retained. Suppliers are contacted in regard to invalid forms and are encouraged
to resubmit a valid form. As of May 6, 2024, there were five (5) invalid supplier submissions in Corning’s supplier survey that
could not be corrected.
Many of the responses we received provided
data at a company or divisional level or, as described above, were unable to specify with certainty all of the smelters or refiners used
for components supplied to Corning. In some instances, we engaged in follow-up communications with suppliers to request that they provide
a CMRT response specific to the components or materials supplied to Corning; however, in many cases, the suppliers were unable to do so
because they were unable to obtain detailed information from their own suppliers.
Our RCOI determined that certain of the
3TG contained in the products sold by Corning may have originated in the Covered Countries. Thus, we are required under the Rule to conduct
due diligence on the source and chain of custody of those minerals and submit to the SEC a Conflict Minerals Report as an Exhibit to Form
SD.
| 5.1 | Design of Due Diligence |
Our due diligence measures have been designed
to conform, in all material respects, with the framework in The Organization for Economic Co-operation and Development (OECD) Due Diligence
Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Second Third, 2016 (OECD Guidance) and
the related Supplements for gold and for tin, tantalum and tungsten. The Guidance identifies five steps for due diligence that should
be implemented and provides guidance as to how to achieve each step. We developed our due diligence process to address each of these five
steps, namely:
| 1. | Establishing strong company management systems regarding conflict minerals; |
| 2. | Identifying and assessing risks in our supply chain; |
| 3. | Designing and implementing a strategy to respond to identified risks in our supply chain; |
| 4. | Utilizing independent third-party audits of supply chain diligence; and |
| 5. | Publicly reporting on our supply chain due diligence. |
We are mostly a downstream supplier, many
steps removed from the mining of 3TGs. A large number of suppliers, through multiple tiers of distribution, supply the components and
materials integrated into our products. Furthermore, we do not purchase raw ore or unrefined conflict minerals directly. The origin of
the conflict minerals cannot be determined with any certainty once the raw ores are smelted, refined and converted
to ingots, bullion or other conflict mineral
containing derivatives. The smelters and refiners consolidate raw ore and represent the best actors in the total supply chain to possess
knowledge of the origin of the ores they procure.
| 5.2 | Establish Strong Company Management Systems |
| 5.2.1 | Conflict Minerals Policy |
We have adopted the
following Corporate Position on Conflict Minerals, effective February 2022:
Corning Incorporated’s
Corporate Position on Conflict Minerals
At Corning, corporate social responsibility
is a proactive commitment to preserving the trust of our stakeholders. This commitment contributes to sustainable economic and environmental
development through all our business activities – how we operate, what we sell, how we give, and how we support our people, the
communities in which we operate, and society at large. It is also a demonstration of how we live our Values which represent the unchanging
moral and ethical compass that guides everything we do.
As part of our commitment to corporate social
responsibility, Corning is committed to the responsible sourcing of minerals – sourcing done in an ethical and sustainable manner
that safeguards the human rights of everyone in our global supply chain and preserves the environment. Any connection between the materials
used in Corning products and armed violence or human rights abuses is unacceptable.
Corning requires our suppliers to comply with
our requests to provide complete and accurate information about minerals supplied to Corning, and to perform further due diligence as
required about the source of any minerals in their products which are provided to us in order to ensure alignment throughout the supply
chain. Failure to provide this information to Corning when requested may result in removal from active status as a Corning supplier.
We also require our suppliers
to extend these expectations to their own suppliers. Suppliers are required to include provisions equivalent to Corning’s Supplier
Code of Conduct, which include a commitment to responsible minerals sourcing and prohibition of forced labor, in their supply chain agreements
and to flowdown the same requirements throughout their supply chains. See our Supplier Code of Conduct here.
Conflict Minerals
The term “conflict minerals” refers
to the mineral precursors of the metals tantalum, tin, tungsten, and gold (also known as “3TG”), which are found in small
amounts in virtually all electronic products. Revenue from mining these minerals in the Democratic Republic of Congo (DRC) and nine neighboring
countries has been linked to funding for groups engaged in extreme violence and human rights atrocities.
Pursuant to the Dodd–Frank Wall Street
Reform and Consumer Protection Act, public companies in the US that make products for which 3TG metals are necessary to the functionality
or production of those products are required to assess their supply chains and report on the source of these materials. Corning is a public
company, and therefore is committed to complying with this law.
Corning’s Position
on Conflict Minerals
The 3TG supply chain is complex, typically
including many stages between Corning and the smelters that purchase and process the ore into metals. The greatest risk of conflict minerals
entering our supply chain is through these smelters’ ore purchasing practices. We require our suppliers to source 3TG for Corning
products only from smelters that comply with the Responsible Minerals Initiative 's (RMI, formerly the Conflict Free Sourcing Initiative)
Responsible Minerals Assurance Process (RMAP, formerly the Conflict-Free Smelter Program), which requires a third-party sourcing audit.
To monitor
3TG suppliers’ performance,
we assess their responses to the RMI’s Conflict Minerals Reporting Template, and request corrective action where needed, including
the removal from our supply chain of smelters that pose a risk. More information about the Responsible Minerals Initiative can be found
here. Our due diligence measures implemented as part of our conflict minerals program have been
designed to conform, in all material respects, with the framework in The Organization for Economic Co-operation and Development (OECD)
Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas.
Our policy is publicly available on our website at the following
link:
https://www.corning.com/worldwide/en/sustainability/processes/supply-chain-social-
responsibility/social/conflict-minerals-policy.html.
Corning has established a cross-functional
Conflict Minerals Compliance Team for managing our conflict minerals program. Our Conflict Minerals Compliance Team includes a steering
team sponsored by the Vice President and Chief Supply Chain Officer as well as executive-level representatives from the company’s
finance and legal functions. Reporting to the steering team is a core working team, which is led by our Global Supply Management organization.
This core team, which includes subject matter experts from relevant functions such as finance, legal, and global supply management, is
responsible for implementing our conflict minerals compliance strategy. Senior management is briefed about the results of our due diligence
efforts on an annual basis. Corning also uses a third-party service provider, Assent, to assist us with evaluating supply chain information
regarding 3TGs, identifying potential risks, and in the development and implementation of additional due diligence steps that we will
undertake with suppliers regarding conflict minerals.
Corning leverages Assent’s Managed Services
in order to work with dedicated program specialists who support Corning’s conflict minerals program. Corning communicates regularly
with the Assent team in order to receive updates on program status. Each member of Assent’s Customer Success team is trained in
conflict minerals compliance and understands the intricacies of the CMRT and conflict minerals reporting, as well as Section 1502 of the
Dodd-Frank Act.
As we do not typically have a direct
relationship with 3TG smelters and refiners, we have relied upon industry-wide initiatives to disclose upstream actors in the supply chain.
Specifically, as part of our due diligence efforts, we have utilized the smelter information provided by the Responsible Minerals Initiative.
In addition,
with the assistance of personnel from Corning’s accounting, compliance and reporting function, we previously developed a detailed
risk control matrix through which Corning’s conflict minerals program can be evaluated and monitored.
With respect to the OECD requirement to strengthen
engagement with suppliers, we have added a conflict minerals clause to our purchase order terms and conditions and relevant contract templates
in order to communicate to suppliers our expectations and requirements regarding the sourcing of and disclosure of conflict minerals.
We also include our Supplier Code of Conduct in our supplier contracts, which contains Corning’s expectations for suppliers with
respect to humane labor conditions, health and safety, and environmental factors, among others. Further, Corning’s suppliers are
required to flow down these expectations from Corning’s Supplier Code of Conduct to their own supply chains.
A copy of our Supplier Code
of Conduct is available at https://www.corning.com/worldwide/en/sustainability/processes/supply-chain-social-
responsibility/supplier-responsibility/supplier-code-of-conduct.html.
Corning’s Supplier Code of Conduct,
referenced in 5.2.4 above, instructs suppliers that questions or concerns may be submitted to Corning’s third-party telephone and
web hotline service. This hotline is also described in Corning’s Code of Conduct, as referenced above. These phone or web services
can be used to make an anonymous report and are available on a 24/7 basis. Corning maintains a robust internal compliance and ethics program
under the oversight of a Vice President and Chief Compliance Officer to ensure that all such reports are properly investigated, reported
and remediated as required.
Violations or grievances at the industry level
can be reported to the RMI directly as well. This can be done at https://www.responsiblemineralsinitiative.org/rmap/grievance-mechanism/.
Corning has an existing document retention
policy which governs the retention of documentation relevant to our due diligence efforts. We also implemented a document retention policy
through Assent to retain conflict minerals related documents, including supplier responses to CMRTs. Assent stores the information and
findings from this process in a database that can be audited by internal or external parties.
| 5.3 | Identify and Assess Risks in the Supply Chain |
Because of our size, the complexity of our
products, and the depth and breadth of our supply chain, it is difficult to identify actors upstream from our direct suppliers. One method
for identifying risks in our supply chain is through automatic checks in the ACM system based on criteria established by Assent for supplier
responses as outlined above.
In accordance with OECD Guidelines, it is
important to understand risk levels associated with conflict minerals in the supply chain. Smelters or refiners not being certified DRC-Conflict
Free pose a significant risk to the supply chain. Certain of the responses provided by our suppliers via the CMRT included the names of
facilities listed by the suppliers as smelters or refiners. We do not typically have a direct relationship with 3TG smelters and
refiners and do not perform or direct audits of these entities within our supply chain. Assent compared these facilities listed in the
responses to the list of smelters and refiners maintained by the RMI and, if a supplier indicated that the facility was certified as “Conflict-Free,”
confirmed that the name was listed by RMI. As of May 6, 2024, of the 350 legitimate smelter and refiners identified by our suppliers,
we have validated 225 smelters or refiners as Responsible Minerals Assurance Process (“RMAP”) conformant. Due to the provision
of a mix of company-level, product-level and user defined CMRTs, we cannot definitively determine the connection of any smelters or refiners
listed in them to our in-scope products.
Each facility that meets the RMI definition
of a smelter or refiner of a 3TG mineral is assessed according to red flag indicators defined in the OECD Guidance. Assent determines
the level of risk that each smelter poses to the supply chain by identifying the following red flags:
| · | Geographic proximity to the DRC and Covered Countries; |
| · | Responsible Minerals Assurance Process (RMAP)
audit status; |
| · | Credible evidence of unethical or conflict sourcing; |
| · | Known mineral source country of origin; and |
| · | Peer Assessments conducted by credible third-party
sources. |
Based on these criteria the following facilities
have been identified as “high risk” smelters that may exist in Corning’s supply chain:
| · | Gejiu Zili Mining And Metallurgy Co., Ltd. |
| · | Yunnan Copper Industry Co., Ltd. |
| · | JSC Novosibirsk Refinery |
| · | Hunan Jintai New Material Co., Ltd. |
| · | Gejiu Kai Meng Industry and Trade LLC |
| · | Moscow Special Alloys Processing Plant |
| · | OJSC "The Gulidov Krasnoyarsk Non-Ferrous
Metals Plant" (OJSC Krastsvetmet) |
| · | Prioksky Plant of Non-Ferrous Metals |
| · | SOE Shyolkovsky Factory of Secondary Precious
Metals |
| · | Solikamsk Magnesium Works OAO |
| · | Umicore Precious Metals Thailand |
| · | Singway Technology Co., Ltd. |
| · | Unecha Refractory metals plant |
| · | GGC Gujrat Gold Centre Pvt. Ltd. |
| · | Kyshtym Copper-Electrolytic Plant ZAO |
| · | Pongpipat Company Limited |
| · | VQB Mineral and Trading Group JSC |
| · | Fidelity Printers and Refiners Ltd. |
| · | Industrial Refining Company |
| · | JSC Ekaterinburg Non-Ferrous Metal Processing
Plant |
| · | JSC "Kirovgrad Hard Alloys Plant" |
Notably, nineteen of the
above facilities are in Russia. Effective in September 2022, RMI suspended new RMAP assessments in Russia, based on legal compliance
requirements and risks associated with facilitating audits in Russia, as RMI explained in more detail at https://www.responsiblemineralsinitiative.org/news/notice-regarding-rmap-russia-based-auditees/.
The suspension impacts inclusion of auditees in Russia on the public RMAP Conformant and Active lists. Thus, the inclusion of Russian
facilities in the list above may not indicate concerns with their mineral sourcing practices.
As part of our risk management plan under
the OECD Guidance, when these facilities were reported on a CMRT by one of the suppliers we surveyed, risk mitigation activities were
initiated. Through our third-party vendor, Assent Compliance, submissions that included any of the above facilities immediately produced
a receipt instructing the supplier to take their own risk mitigation actions, including submission of a product specific CMRT to better
identify the connection to products that they supply to Corning, and escalating up to removal of these high-risk smelters from their supply
chain.
As per the OECD Guidance, risk mitigation
will depend on the supplier’s specific context. Suppliers may be given clear performance objectives within reasonable timeframes
with the ultimate goal of progressive elimination of these red flags from the
supply chain. Suppliers are guided to the Assent University learning platform to review educational materials on mitigating the risk of
smelters or refiners on the supply chain.
Additionally, suppliers are evaluated on program strength (further assisting in identifying risk in the supply chain). Evaluating and
tracking the strength of the program meets the OECD Due Diligence Guidelines and can assist in making key risk mitigation decisions as
the program progresses. The criteria used to evaluate the strength of the program are based on these four questions in the CMRT:
A. Have you established a conflict minerals
sourcing policy?
E. Have you implemented due diligence measures
for conflict-free sourcing?
G. Do you review due diligence information
received from your suppliers against your company’s expectations?
H. Does your review process include corrective
action management?
When suppliers meet or exceed those criteria
(Yes to at least A, E, G, H), they are deemed to have a strong program. When suppliers do not meet those criteria, they are deemed to
have a weak program. At this time, sixteen percent (16%) of our responsive suppliers have been identified as having a weak program.
| 5.4 | Design and Implement a Strategy to Respond to Risks |
Corning has developed processes to assess
and respond to the risks identified in the supply chain. Corning has implemented a conflict minerals program that with the support of
Assent manages and monitors conflict mineral related risk in our supply chain. As the program progresses, escalations are sent to non-responsive
suppliers to outline the importance of a response via CMRTs and to outline the required cooperation for compliance to the conflict minerals
rules and Corning’s expectations.
As described in our conflict minerals policy,
we intend to engage with any of our suppliers which we have reason to believe are supplying us with 3TG from sources that may support
conflict in the DRC or any adjoining country to appropriately address the situation, which may include establishing an alternative source
of 3TG that does not support such conflict, as provided in the OECD guidance. The result and timing will depend upon factors such as the
criticality of the specific part and the availability of alternate suppliers. The results of the program and risk assessment are shared
with the Conflict Minerals Compliance Team and the leadership of Corning’s Global Supply Management function to ensure transparency
within the company.
| 5.5 | Carry out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply
Chain |
Corning does not perform direct audits of
3TG smelters or refiners within our supply chain. Thus, we rely on third-party audits of smelters and refiners conducted as part of the
RMAP and other RMI compliant audit programs. The RMAP uses independent private-sector auditors, and audits the source, including the mines
of origin, and the chain of custody of the conflict minerals used by smelters and refiners that agree to participate in the program.
In early 2020, Corning became a member of
the Responsible Minerals Initiative, enabling us to expand our industry collaborative efforts through RMI membership and to utilize RMI’s
flagship Responsible Minerals Assurance Process (“RMAP”) through our supply chain as described above.
Assent also directly contacts smelters and
refiners that are not currently enrolled in the RMAP to encourage their participation and gather information regarding each facility’s
sourcing practices on behalf of its compliance partners. Corning is a signatory of this communication in accordance with the requirements
of downstream companies detailed in the OECD Guidance.
Through the company’s membership in the RMI, smelters or
refiners have been encouraged to participate in the RMAP. Any smelters or refiners that were reported by suppliers who were not part of
the RMAP were also contacted directly by Assent to encourage them to participate in the RMAP.
| 5.6 | Report on Supply Chain Due Diligence |
In addition to this report,
see our website at http://www.corning.com/worldwide/en/about-us/suppliers.html for further information
about Corning’s commercial relationships with and expectations of its suppliers.
| 5.6.1 | Due Diligence Process
|
Corning
conducted a survey of its relevant suppliers (as described above) using the template originally developed jointly by the RBA and The Global
e-Sustainability Initiative (“GeSI”), known as the Responsible Minerals Initiative Conflict Minerals Reporting Template (the
“CMRT”). The CMRT was developed to facilitate disclosure and communication of information regarding smelters that provide
material to a company’s supply chain. It includes questions regarding a company’s conflict-free policy, engagement with its
direct suppliers, and a listing of the smelters the company and its suppliers use. In addition, the CMRT contains questions about the
origin of conflict minerals included in suppliers’ products, as well as supplier due diligence. Written instructions and recorded
training illustrating the use of the tool are available on RMI’s website and via the website of Assent Compliance, our third-party
provider.
Corning
surveyed 243 suppliers based upon the likelihood that such suppliers supplied materials or components to Corning that contained one or
more 3TG, and we received responses from 197 of the suppliers we surveyed. A total of twenty-two (22) suppliers indicated in their survey
responses that they sourced 3TG from the Covered Countries, but those 3TG were “conflict free.” 48 of the suppliers surveyed
stated that the 3TG they sourced came from outside of the Covered Countries, and 36 suppliers reported as “undeterminable”
in regard to sourcing 3TGs from the Covered Countries.
| 5.6.3 | Efforts to Determine Country of Origin of Mine or 3TG |
We have determined that seeking information
about 3TG smelters and refiners in our supply chain through the use of the CMRT with our relevant suppliers represents the most reasonable
effort we are able to make to determine the mines or locations of origin of the 3TG in our supply chain.
| 5.6.4 | Efforts to Identify Smelters or Refiners |
Because of the incomplete information provided
to us by our suppliers in response to our surveys, or the receipt of company-level responses that do not provide information specific
to materials or components supplied to Corning, in many cases the smelters and refiners we have identified to date cannot be tied to specific
Corning products. However, in certain instances, our suppliers did provide CMRTs specific to the products supplied to Corning. We have
reported all legitimate smelter or refiner information included in the CMRTs we received on Appendix A to this report, recognizing as
stated above that not all such smelters or refiners can definitively be tied to Corning products. Of the 350 legitimate smelters identified
on the CMRTs we received, as of May 6, 2024, 225 were identified as RMAP Conformant and 6 were actively working toward a “conflict
free” designation. As noted, our list of processing smelters and refiners disclosed in Appendix A may contain more facilities than
those that processed the conflict minerals actually contained in our products.
Appendix B includes an aggregated list of
the countries of origin from which the reported facilities collectively source conflict minerals, based on information provided by suppliers
and the RMI. As mentioned in the above section, many responses were provided at the company level; therefore, Appendix B may contain more
countries than those that the conflict minerals used in our products are sourced from.
| 6. | Steps to be taken to mitigate risk |
We have taken and/or intend to continue to take the
following steps to improve the due diligence conducted to further mitigate any risk that the necessary conflict minerals in our products
could benefit armed groups in the DRC or adjoining countries:
| A. | Include a conflict minerals flow-down clause in relevant new or renewed supplier contracts. |
| B. | Include a step in our supplier enrollment process to directly identify new suppliers who could potentially
supply Corning with products or materials containing 3TG. |
| C. | Partner with a third-party company, Assent Compliance, which specializes in conducting conflict minerals
compliance programs, to improve the accuracy and efficiency of our supplier survey and reporting process. |
| D. | Engage with suppliers to attempt to increase the response rate and improve the content of the supplier
survey responses. |
| E. | Engage any of our suppliers found to be supplying us with 3TG from sources that support conflict in the
DRC or any adjoining country to address the situation, which may include establishing an alternative source of 3TG that does not support
such conflict, with timing depending on factors such as the criticality of the specific part and the availability of alternate suppliers. |
| F. | Maintain Corning’s membership in the Responsible Minerals Initiative, enabling us to expand our
industry collaborative efforts through RMI membership and to utilize RMI’s flagship Responsible Minerals Assurance Process (RMAP)
through our supply chain. |
FORWARD-LOOKING STATEMENTS
The statements in this Quarterly Report
on Form 10-Q, in reports subsequently filed by Corning with the Securities and Exchange Commission (“SEC”) on Forms 8-K, and
related comments by management that are not historical facts or information and contain words such as “will,” “believe,”
“anticipate,” “expect,” “intend,” “plan,” “seek,” “see,” “would,”
and “target” and similar expressions are forward-looking statements. Such statements relate to future events that by their
nature address matters that are, to different degrees, uncertain. These forward-looking statements relate to, among other things, the
company’s future operating performance, the company’s share of new and existing markets, the company’s revenue and earnings
growth rates, the company’s ability to innovate and commercialize new products, and the company’s implementation of cost-reduction
initiatives and measures to improve pricing, including the optimization of the company’s manufacturing capacity.
Appendix
A
RMI Smelter List1
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Gold |
Metalor USA Refining Corporation |
United States of America |
CID001157 |
Conformant |
No |
No |
| Tin |
Tin Smelting Branch of Yunnan Tin Co., Ltd. |
China |
CID002180 |
Conformant |
No |
Yes |
| Gold |
Royal Canadian Mint |
Canada |
CID001534 |
Conformant |
No |
No |
| Gold |
Umicore S.A. Business Unit Precious Metals Refining |
Belgium |
CID001980 |
Conformant |
No |
No |
| Tungsten |
Guangdong Xianglu Tungsten Co., Ltd. |
China |
CID000218 |
Conformant |
No |
Yes |
| Tin |
Alpha |
United States of America |
CID000292 |
Conformant |
No |
Yes |
| Tin |
PT Aries Kencana Sejahtera |
Indonesia |
CID000309 |
Conformant |
No |
Yes |
| Tin |
EM Vinto |
Bolivia (Plurinational State Of) |
CID000438 |
Conformant |
No |
Yes |
| Tin |
Fenix Metals |
Poland |
CID000468 |
Conformant |
No |
Yes |
| Tin |
Gejiu Non-Ferrous Metal Processing Co., Ltd. |
China |
CID000538 |
Conformant |
No |
Yes |
| Tin |
Gejiu Zili Mining And Metallurgy Co., Ltd. |
China |
CID000555 |
Non-Conformant |
Yes |
Yes |
| Tungsten |
Global Tungsten & Powders LLC |
United States of America |
CID000568 |
Conformant |
Yes |
Yes |
| Tungsten |
Hunan Chenzhou Mining Co., Ltd. |
China |
CID000766 |
Conformant |
No |
Yes |
1 This
Exhibit contains all legitimate smelter or refiner information we received on the CMRTs provided by our suppliers in response to our
survey requests. Because these CMRTs in some instances contained incomplete information, or were not specific to the products supplied
to Corning, many of these smelters and refiners cannot be tied to specific Corning products.
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Tin |
China Tin Group Co., Ltd. |
China |
CID001070 |
Conformant |
No |
Yes |
| Tin |
Malaysia Smelting Corporation (MSC) |
Malaysia |
CID001105 |
Conformant |
Yes |
Yes |
| Tin |
Mineracao Taboca S.A. |
Brazil |
CID001173 |
Conformant |
No |
No |
| Tin |
Minsur |
Peru |
CID001182 |
Conformant |
No |
Yes |
| Tin |
Mitsubishi Materials Corporation |
Japan |
CID001191 |
Conformant |
No |
No |
| Tin |
Operaciones Metalurgicas S.A. |
Bolivia (Plurinational State Of) |
CID001337 |
Conformant |
No |
Yes |
| Tin |
PT Artha Cipta Langgeng |
Indonesia |
CID001399 |
Conformant |
No |
Yes |
| Tin |
PT Babel Inti Perkasa |
Indonesia |
CID001402 |
Conformant |
No |
Yes |
| Tin |
PT Babel Surya Alam Lestari |
Indonesia |
CID001406 |
Conformant |
No |
No |
| Tin |
PT Mitra Stania Prima |
Indonesia |
CID001453 |
Conformant |
No |
Yes |
| Tin |
PT Prima Timah Utama |
Indonesia |
CID001458 |
Conformant |
No |
Yes |
| Tin |
PT Refined Bangka Tin |
Indonesia |
CID001460 |
Conformant |
No |
Yes |
| Tin |
PT Stanindo Inti Perkasa |
Indonesia |
CID001468 |
Conformant |
No |
Yes |
| Tin |
PT Timah Tbk Kundur |
Indonesia |
CID001477 |
Conformant |
No |
Yes |
| Tin |
PT Timah Tbk Mentok |
Indonesia |
CID001482 |
Conformant |
No |
Yes |
| Tin |
PT Timah Nusantara |
Indonesia |
CID001486 |
Conformant |
Yes |
Yes |
| Tin |
PT Tinindo Inter Nusa |
Indonesia |
CID001490 |
Conformant |
Yes |
Yes |
| Tin |
Rui Da Hung |
Taiwan, Province of China |
CID001539 |
Conformant |
No |
Yes |
| Tin |
Thaisarco |
Thailand |
CID001898 |
Conformant |
Yes |
Yes |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Tin |
White Solder Metalurgia e Mineracao Ltda. |
Brazil |
CID002036 |
Conformant |
No |
Yes |
| Tungsten |
Wolfram Bergbau und Hutten AG |
Austria |
CID002044 |
Conformant |
Yes |
No |
| Tungsten |
Xiamen Tungsten Co., Ltd. |
China |
CID002082 |
Conformant |
Yes |
Yes |
| Tin |
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. |
China |
CID002158 |
Conformant |
No |
Yes |
| Tungsten |
Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
China |
CID002317 |
Conformant |
Yes |
Yes |
| Tungsten |
Xiamen Tungsten (H.C.) Co., Ltd. |
China |
CID002320 |
Conformant |
Yes |
Yes |
| Tungsten |
Jiangxi Gan Bei Tungsten Co., Ltd. |
China |
CID002321 |
Conformant |
No |
Yes |
| Tin |
CV Venus Inti Perkasa |
Indonesia |
CID002455 |
Conformant |
No |
No |
| Tin |
PT ATD Makmur Mandiri Jaya |
Indonesia |
CID002503 |
Conformant |
No |
Yes |
| Tungsten |
Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch |
China |
CID002513 |
Conformant |
No |
Yes |
| Tungsten |
H.C. Starck Tungsten GmbH |
Germany |
CID002541 |
Conformant |
Yes |
Yes |
| Tungsten |
TANIOBIS Smelting GmbH & Co. KG |
Germany |
CID002542 |
Conformant |
Yes |
Yes |
| Tungsten |
Masan High-Tech Materials |
Vietnam |
CID002543 |
Conformant |
No |
Yes |
| Tin |
Aurubis Beerse |
Belgium |
CID002773 |
Conformant |
Yes |
Yes |
| Tin |
Aurubis Berango |
Spain |
CID002774 |
Conformant |
No |
Yes |
| Tin |
PT Menara Cipta Mulia |
Indonesia |
CID002835 |
Conformant |
No |
Yes |
| Tin |
PT Bangka Serumpun |
Indonesia |
CID003205 |
Conformant |
No |
Yes |
| Tin |
PT Rajawali Rimba Perkasa |
Indonesia |
CID003381 |
Conformant |
No |
No |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Tin |
Luna Smelter, Ltd. |
Rwanda |
CID003387 |
Conformant |
Yes |
Yes |
| Tin |
PT Mitra Sukses Globalindo |
Indonesia |
CID003449 |
Conformant |
No |
No |
| Tin |
CRM Synergies |
Spain |
CID003524 |
Conformant |
No |
No |
| Tantalum |
Jiujiang Tanbre Co., Ltd. |
China |
CID000917 |
Conformant |
Yes |
Yes |
| Tungsten |
A.L.M.T. Corp. |
Japan |
CID000004 |
Conformant |
Yes |
Yes |
| Gold |
Advanced Chemical Company |
United States of America |
CID000015 |
Active |
No |
Yes |
| Gold |
Aida Chemical Industries Co., Ltd. |
Japan |
CID000019 |
Conformant |
No |
No |
| Gold |
Agosi AG |
Germany |
CID000035 |
Conformant |
No |
No |
| Gold |
Almalyk Mining and Metallurgical Complex (AMMC) |
Uzbekistan |
CID000041 |
Conformant |
Yes |
Yes |
| Gold |
AngloGold Ashanti Corrego do Sitio Mineracao |
Brazil |
CID000058 |
Conformant |
Yes |
No |
| Gold |
Argor-Heraeus S.A. |
Switzerland |
CID000077 |
Conformant |
No |
No |
| Gold |
Asahi Pretec Corp. |
Japan |
CID000082 |
Conformant |
No |
No |
| Gold |
Asaka Riken Co., Ltd. |
Japan |
CID000090 |
Conformant |
No |
No |
| Gold |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
Turkey |
CID000103 |
Outreach Required |
No |
No |
| Tungsten |
Kennametal Huntsville |
United States of America |
CID000105 |
Conformant |
No |
Yes |
| Gold |
Aurubis AG |
Germany |
CID000113 |
Conformant |
No |
No |
| Gold |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
Philippines |
CID000128 |
Conformant |
No |
No |
| Gold |
Boliden AB |
Sweden |
CID000157 |
Conformant |
No |
No |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Gold |
C. Hafner GmbH + Co. KG |
Germany |
CID000176 |
Conformant |
No |
No |
| Gold |
Caridad |
Mexico |
CID000180 |
Outreach Required |
No |
No |
| Gold |
CCR Refinery - Glencore Canada Corporation |
Canada |
CID000185 |
Conformant |
Yes |
Yes |
| Gold |
Cendres + Metaux S.A. |
Switzerland |
CID000189 |
Non-Conformant |
No |
No |
| Gold |
Yunnan Copper Industry Co., Ltd. |
China |
CID000197 |
Outreach Required |
Yes |
No |
| Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. |
China |
CID000228 |
Conformant |
No |
Yes |
| Gold |
Chimet S.p.A. |
Italy |
CID000233 |
Conformant |
No |
No |
| Tungsten |
Chongyi Zhangyuan Tungsten Co., Ltd. |
China |
CID000258 |
Conformant |
Yes |
Yes |
| Gold |
Chugai Mining |
Japan |
CID000264 |
Conformant |
No |
No |
| Tungsten |
CNMC (Guangxi) PGMA Co., Ltd. |
China |
CID000281 |
Outreach Required |
No |
No |
| Gold |
Daye Non-Ferrous Metals Mining Ltd. |
China |
CID000343 |
Outreach Required |
No |
No |
| Gold |
DSC (Do Sung Corporation) |
Korea, Republic Of |
CID000359 |
Conformant |
No |
No |
| Gold |
Dowa |
Japan |
CID000401 |
Conformant |
No |
No |
| Tin |
Dowa |
Japan |
CID000402 |
Conformant |
No |
No |
| Gold |
Eco-System Recycling Co., Ltd. East Plant |
Japan |
CID000425 |
Conformant |
No |
No |
| Tin |
Estanho de Rondonia S.A. |
Brazil |
CID000448 |
Conformant |
No |
No |
| Tantalum |
F&X Electro-Materials Ltd. |
China |
CID000460 |
Conformant |
Yes |
Yes |
| Gold |
JSC Novosibirsk Refinery |
Russian Federation |
CID000493 |
RMI Due Diligence Review - Unable to Proceed |
No |
No |
| Gold |
Refinery of Seemine Gold Co., Ltd. |
China |
CID000522 |
Outreach Required |
No |
No |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Tantalum |
XIMEI RESOURCES (GUANGDONG) LIMITED |
China |
CID000616 |
Conformant |
Yes |
Yes |
| Gold |
Guoda Safina High-Tech Environmental Refinery Co., Ltd. |
China |
CID000651 |
Outreach Required |
No |
No |
| Gold |
Hangzhou Fuchunjiang Smelting Co., Ltd. |
China |
CID000671 |
Outreach Required |
No |
No |
| Gold |
LT Metal Ltd. |
Korea, Republic Of |
CID000689 |
Conformant |
No |
No |
| Gold |
Heimerle + Meule GmbH |
Germany |
CID000694 |
Conformant |
Yes |
Yes |
| Gold |
Heraeus Metals Hong Kong Ltd. |
China |
CID000707 |
Conformant |
No |
No |
| Gold |
Heraeus Germany GmbH Co. KG |
Germany |
CID000711 |
Conformant |
No |
No |
| Gold |
Hunan Chenzhou Mining Co., Ltd. |
China |
CID000767 |
Outreach Required |
No |
No |
| Tungsten |
Hunan Jintai New Material Co., Ltd. |
China |
CID000769 |
Non-Conformant |
No |
No |
| Gold |
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. |
China |
CID000773 |
Outreach Required |
Yes |
No |
| Gold |
HwaSeong CJ CO., LTD. |
Korea, Republic Of |
CID000778 |
Communication Suspended - Not Interested |
No |
No |
| Gold |
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. |
China |
CID000801 |
Conformant |
No |
Yes |
| Gold |
Ishifuku Metal Industry Co., Ltd. |
Japan |
CID000807 |
Conformant |
No |
No |
| Gold |
Istanbul Gold Refinery |
Turkey |
CID000814 |
Conformant |
Yes |
Yes |
| Gold |
Japan Mint |
Japan |
CID000823 |
Conformant |
No |
No |
| Tungsten |
Japan New Metals Co., Ltd. |
Japan |
CID000825 |
Conformant |
No |
Yes |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Gold |
Jiangxi Copper Co., Ltd. |
China |
CID000855 |
Conformant |
No |
No |
| Tantalum |
JiuJiang JinXin Nonferrous Metals Co., Ltd. |
China |
CID000914 |
Conformant |
Yes |
Yes |
| Gold |
Asahi Refining USA Inc. |
United States of America |
CID000920 |
Conformant |
Yes |
No |
| Gold |
Asahi Refining Canada Ltd. |
Canada |
CID000924 |
Conformant |
No |
No |
| Gold |
JSC Uralelectromed |
Russian Federation |
CID000929 |
RMI Due Diligence Review - Unable to Proceed |
No |
No |
| Gold |
JX Nippon Mining & Metals Co., Ltd. |
Japan |
CID000937 |
Conformant |
No |
No |
| Tin |
Gejiu Kai Meng Industry and Trade LLC |
China |
CID000942 |
Non-Conformant |
No |
No |
| Gold |
Kazakhmys Smelting LLC |
Kazakhstan |
CID000956 |
Outreach Required |
No |
No |
| Gold |
Kazzinc |
Kazakhstan |
CID000957 |
Conformant |
No |
No |
| Tungsten |
Kennametal Fallon |
United States of America |
CID000966 |
Conformant |
Yes |
Yes |
| Gold |
Kennecott Utah Copper LLC |
United States of America |
CID000969 |
Conformant |
No |
No |
| Gold |
Kojima Chemicals Co., Ltd. |
Japan |
CID000981 |
Conformant |
No |
No |
| Gold |
Kyrgyzaltyn JSC |
Kyrgyzstan |
CID001029 |
Non-Conformant |
No |
No |
| Gold |
L'azurde Company For Jewelry |
Saudi Arabia |
CID001032 |
RMI Due Diligence Review - Unable to Proceed |
No |
No |
| Gold |
Lingbao Gold Co., Ltd. |
China |
CID001056 |
Outreach Required |
No |
No |
| Gold |
Lingbao Jinyuan Tonghui Refinery Co., Ltd. |
China |
CID001058 |
Outreach Required |
No |
No |
| Tantalum |
AMG Brasil |
Brazil |
CID001076 |
Conformant |
Yes |
Yes |
| Gold |
LS-NIKKO Copper Inc. |
Korea, Republic Of |
CID001078 |
Conformant |
No |
No |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Gold |
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. |
China |
CID001093 |
Outreach Required |
No |
No |
| Gold |
Materion |
United States of America |
CID001113 |
Conformant |
No |
No |
| Gold |
Matsuda Sangyo Co., Ltd. |
Japan |
CID001119 |
Conformant |
No |
No |
| Tin |
Metallic Resources, Inc. |
United States of America |
CID001142 |
Conformant |
No |
Yes |
| Gold |
Metalor Technologies (Suzhou) Ltd. |
China |
CID001147 |
Conformant |
No |
No |
| Gold |
Metalor Technologies (Hong Kong) Ltd. |
China |
CID001149 |
Conformant |
Yes |
Yes |
| Gold |
Metalor Technologies (Singapore) Pte., Ltd. |
Singapore |
CID001152 |
Conformant |
No |
No |
| Gold |
Metalor Technologies S.A. |
Switzerland |
CID001153 |
Conformant |
Yes |
Yes |
| Gold |
Metalurgica Met-Mex Penoles S.A. De C.V. |
Mexico |
CID001161 |
Conformant |
No |
No |
| Tantalum |
Metallurgical Products India Pvt., Ltd. |
India |
CID001163 |
Conformant |
No |
No |
| Tantalum |
Mineracao Taboca S.A. |
Brazil |
CID001175 |
Conformant |
Yes |
Yes |
| Gold |
Mitsubishi Materials Corporation |
Japan |
CID001188 |
Conformant |
Yes |
Yes |
| Tantalum |
Mitsui Mining and Smelting Co., Ltd. |
Japan |
CID001192 |
Conformant |
Yes |
Yes |
| Gold |
Mitsui Mining and Smelting Co., Ltd. |
Japan |
CID001193 |
Conformant |
No |
No |
| Tantalum |
NPM Silmet AS |
Estonia |
CID001200 |
Conformant |
No |
No |
| Gold |
Moscow Special Alloys Processing Plant |
Russian Federation |
CID001204 |
RMI Due Diligence Review - Unable to Proceed |
No |
No |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Gold |
Nadir Metal Rafineri San. Ve Tic. A.S. |
Turkey |
CID001220 |
Conformant |
No |
No |
| Tin |
Jiangxi New Nanshan Technology Ltd. |
China |
CID001231 |
Conformant |
No |
Yes |
| Gold |
Navoi Mining and Metallurgical Combinat |
Uzbekistan |
CID001236 |
Conformant |
No |
No |
| Gold |
Nihon Material Co., Ltd. |
Japan |
CID001259 |
Conformant |
Yes |
Yes |
| Tantalum |
Ningxia Orient Tantalum Industry Co., Ltd. |
China |
CID001277 |
Conformant |
Yes |
Yes |
| Tin |
Novosibirsk Tin Combine |
Russian Federation |
CID001305 |
RMI Due Diligence Review - Unable to Proceed |
No |
No |
| Tin |
O.M. Manufacturing (Thailand) Co., Ltd. |
Thailand |
CID001314 |
Conformant |
No |
No |
| Gold |
Ohura Precious Metal Industry Co., Ltd. |
Japan |
CID001325 |
Conformant |
No |
No |
| Gold |
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) |
Russian Federation |
CID001326 |
RMI Due Diligence Review - Unable to Proceed |
Yes |
No |
| Gold |
MKS PAMP SA |
Switzerland |
CID001352 |
Conformant |
Yes |
No |
| Gold |
Penglai Penggang Gold Industry Co., Ltd. |
China |
CID001362 |
Outreach Required |
No |
No |
| Gold |
Prioksky Plant of Non-Ferrous Metals |
Russian Federation |
CID001386 |
RMI Due Diligence Review - Unable to Proceed |
No |
Yes |
| Gold |
PT Aneka Tambang (Persero) Tbk |
Indonesia |
CID001397 |
Conformant |
No |
No |
| Gold |
PX Precinox S.A. |
Switzerland |
CID001498 |
Conformant |
No |
No |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Tantalum |
QuantumClean |
United States of America |
CID001508 |
Conformant |
Yes |
Yes |
| Gold |
Rand Refinery (Pty) Ltd. |
South Africa |
CID001512 |
Conformant |
Yes |
Yes |
| Tantalum |
Yanling Jincheng Tantalum & Niobium Co., Ltd. |
China |
CID001522 |
Conformant |
No |
No |
| Gold |
Sabin Metal Corp. |
United States of America |
CID001546 |
Communication Suspended - Not Interested |
No |
Yes |
| Gold |
Samduck Precious Metals |
Korea, Republic Of |
CID001555 |
Non-Conformant |
Yes |
Yes |
| Gold |
Samwon Metals Corp. |
Korea, Republic Of |
CID001562 |
Communication Suspended - Not Interested |
No |
No |
| Gold |
SEMPSA Joyeria Plateria S.A. |
Spain |
CID001585 |
Conformant |
No |
No |
| Gold |
Shandong Tiancheng Biological Gold Industrial Co., Ltd. |
China |
CID001619 |
Outreach Required |
No |
No |
| Gold |
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. |
China |
CID001622 |
Conformant |
No |
No |
| Gold |
Sichuan Tianze Precious Metals Co., Ltd. |
China |
CID001736 |
Conformant |
No |
No |
| Gold |
SOE Shyolkovsky Factory of Secondary Precious Metals |
Russian Federation |
CID001756 |
RMI Due Diligence Review - Unable to Proceed |
No |
Yes |
| Gold |
Solar Applied Materials Technology Corp. |
Taiwan, Province of China |
CID001761 |
Conformant |
No |
No |
| Tantalum |
Solikamsk Magnesium Works OAO |
Russian Federation |
CID001769 |
RMI Due Diligence Review - Unable to Proceed |
Yes |
Yes |
| Gold |
Sumitomo Metal Mining Co., Ltd. |
Japan |
CID001798 |
Conformant |
No |
No |
| Gold |
Super Dragon Technology Co., Ltd. |
Taiwan, Province of China |
CID001810 |
Outreach Required |
No |
No |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source from CAHRAs? |
| Tantalum |
Taki Chemical Co., Ltd. |
Japan |
CID001869 |
Conformant |
No |
No |
| Gold |
Tanaka Kikinzoku Kogyo K.K. |
Japan |
CID001875 |
Conformant |
No |
No |
| Tantalum |
Telex Metals |
United States Of America |
CID001891 |
Conformant |
Yes |
Yes |
| Tin |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. |
China |
CID001908 |
Non-Conformant |
No |
No |
| Gold |
Great Wall Precious Metals Co., Ltd. of CBPM |
China |
CID001909 |
Outreach Required |
No |
No |
| Gold |
Shandong Gold Smelting Co., Ltd. |
China |
CID001916 |
Conformant |
Yes |
Yes |
| Gold |
Tokuriki Honten Co., Ltd. |
Japan |
CID001938 |
Conformant |
No |
No |
| Gold |
Tongling Nonferrous Metals Group Co., Ltd. |
China |
CID001947 |
Outreach Required |
No |
No |
| Gold |
Torecom |
Korea, Republic Of |
CID001955 |
Conformant |
No |
No |
| Tantalum |
Ulba Metallurgical Plant JSC |
Kazakhstan |
CID001969 |
Conformant |
Yes |
Yes |
| Gold |
United Precious Metal Refining, Inc. |
United States of America |
CID001993 |
Conformant |
No |
No |
| Gold |
Valcambi S.A. |
Switzerland |
CID002003 |
Conformant |
Yes |
Yes |
| Gold |
Western Australian Mint (T/a The Perth Mint) |
Australia |
CID002030 |
Conformant |
No |
No |
| Gold |
Yamakin Co., Ltd. |
Japan |
CID002100 |
Conformant |
No |
No |
| Gold |
Yokohama Metal Co., Ltd. |
Japan |
CID002129 |
Conformant |
Yes |
Yes |
| Gold |
Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
China |
CID002224 |
Conformant |
No |
No |
| Gold |
Gold Refinery of Zijin Mining Group Co., Ltd. |
China |
CID002243 |
Conformant |
No |
No |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Gold |
Morris and Watson |
New Zealand |
CID002282 |
Outreach Required |
No |
No |
| Gold |
SAFINA A.S. |
Czechia |
CID002290 |
Conformant |
No |
No |
| Gold |
Guangdong Jinding Gold Limited |
China |
CID002312 |
Outreach Required |
No |
No |
| Tungsten |
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. |
China |
CID002313 |
Communication Suspended - Not Interested |
No |
No |
| Gold |
Umicore Precious Metals Thailand |
Thailand |
CID002314 |
Non-Conformant |
No |
Yes |
| Tungsten |
Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
China |
CID002315 |
Conformant |
Yes |
Yes |
| Tungsten |
Jiangxi Yaosheng Tungsten Co., Ltd. |
China |
CID002316 |
Conformant |
No |
No |
| Tungsten |
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
China |
CID002318 |
Conformant |
No |
Yes |
| Tungsten |
Malipo Haiyu Tungsten Co., Ltd. |
China |
CID002319 |
Conformant |
No |
Yes |
| Tin |
Magnu's Minerais Metais e Ligas Ltda. |
Brazil |
CID002468 |
Conformant |
No |
Yes |
| Tantalum |
Hengyang King Xing Lifeng New Materials Co., Ltd. |
China |
CID002492 |
Conformant |
No |
No |
| Tungsten |
Ganzhou Seadragon W & Mo Co., Ltd. |
China |
CID002494 |
Conformant |
No |
Yes |
| Tin |
Melt Metais e Ligas S.A. |
Brazil |
CID002500 |
Non-Conformant |
No |
Yes |
| Tungsten |
Asia Tungsten Products Vietnam Ltd. |
Vietnam |
CID002502 |
Conformant |
Yes |
Yes |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Tantalum |
D Block Metals, LLC |
United States of America |
CID002504 |
Conformant |
No |
Yes |
| Tantalum |
FIR Metals & Resource Ltd. |
China |
CID002505 |
Conformant |
No |
No |
| Tantalum |
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. |
China |
CID002506 |
Conformant |
No |
No |
| Tantalum |
XinXing HaoRong Electronic Material Co., Ltd. |
China |
CID002508 |
Conformant |
No |
No |
| Gold |
MMTC-PAMP India Pvt., Ltd. |
India |
CID002509 |
Conformant |
Yes |
Yes |
| Gold |
KGHM Polska Miedz Spolka Akcyjna |
Poland |
CID002511 |
Conformant |
No |
No |
| Tantalum |
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. |
China |
CID002512 |
Conformant |
No |
No |
| Gold |
Singway Technology Co., Ltd. |
Taiwan, Province of China |
CID002516 |
Non-Conformant |
No |
No |
| Tin |
O.M. Manufacturing Philippines, Inc. |
Philippines |
CID002517 |
Conformant |
No |
No |
| Gold |
Shandong Humon Smelting Co., Ltd. |
China |
CID002525 |
Outreach Required |
No |
No |
| Gold |
Shenzhen Zhonghenglong Real Industry Co., Ltd. |
China |
CID002527 |
Outreach Required |
No |
No |
| Tantalum |
KEMET de Mexico |
Mexico |
CID002539 |
Conformant |
Yes |
Yes |
| Tantalum |
TANIOBIS Co., Ltd. |
Thailand |
CID002544 |
Conformant |
Yes |
Yes |
| Tantalum |
TANIOBIS GmbH |
Germany |
CID002545 |
Conformant |
Yes |
Yes |
| Tantalum |
Materion Newton Inc. |
United States of America |
CID002548 |
Conformant |
Yes |
Yes |
| Tantalum |
TANIOBIS Japan Co., Ltd. |
Japan |
CID002549 |
Conformant |
Yes |
Yes |
| Tantalum |
TANIOBIS Smelting GmbH & Co. KG |
Germany |
CID002550 |
Conformant |
Yes |
Yes |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Tungsten |
Jiangwu H.C. Starck Tungsten Products Co., Ltd. |
China |
CID002551 |
Conformant |
Yes |
Yes |
| Tantalum |
Global Advanced Metals Boyertown |
United States of America |
CID002557 |
Conformant |
Yes |
Yes |
| Tantalum |
Global Advanced Metals Aizu |
Japan |
CID002558 |
Conformant |
Yes |
Yes |
| Gold |
Al Etihad Gold Refinery DMCC |
United Arab Emirates |
CID002560 |
Non-Conformant |
No |
No |
| Gold |
Emirates Gold DMCC |
United Arab Emirates |
CID002561 |
Non-Conformant |
Yes |
Yes |
| Gold |
International Precious Metal Refiners |
United Arab Emirates |
CID002562 |
Outreach Required |
No |
No |
| Gold |
Kaloti Precious Metals |
United Arab Emirates |
CID002563 |
RMI Due Diligence Review - Unable to Proceed |
No |
No |
| Tin |
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
Vietnam |
CID002572 |
Non-Conformant |
No |
No |
| Tin |
Nghe Tinh Non-Ferrous Metals Joint Stock Company |
Vietnam |
CID002573 |
Outreach Required |
Yes |
No |
| Tin |
Tuyen Quang Non-Ferrous Metals Joint Stock Company |
Vietnam |
CID002574 |
Outreach Required |
No |
No |
| Gold |
T.C.A S.p.A |
Italy |
CID002580 |
Conformant |
No |
No |
| Gold |
REMONDIS PMR B.V. |
Netherlands |
CID002582 |
Conformant |
No |
No |
| Gold |
Fujairah Gold FZC |
United Arab Emirates |
CID002584 |
Outreach Required |
No |
No |
| Gold |
Shirpur Gold Refinery Ltd. |
India |
CID002588 |
Outreach Required |
No |
No |
| Tungsten |
Niagara Refining LLC |
United States of America |
CID002589 |
Conformant |
No |
Yes |
| Gold |
Korea Zinc Co., Ltd. |
Korea, Republic Of |
CID002605 |
Conformant |
No |
No |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Gold |
Marsam Metals |
Brazil |
CID002606 |
Non-Conformant |
No |
Yes |
| Gold |
TOO Tau-Ken-Altyn |
Kazakhstan |
CID002615 |
Conformant |
No |
No |
| Tungsten |
China Molybdenum Tungsten Co., Ltd. |
China |
CID002641 |
Conformant |
No |
No |
| Tungsten |
Hydrometallurg, JSC |
Russian Federation |
CID002649 |
RMI Due Diligence Review - Unable to Proceed |
Yes |
Yes |
| Tin |
An Vinh Joint Stock Mineral Processing Company |
Vietnam |
CID002703 |
Outreach Required |
No |
No |
| Tin |
Resind Industria e Comercio Ltda. |
Brazil |
CID002706 |
Conformant |
No |
No |
| Tantalum |
Resind Industria e Comercio Ltda. |
Brazil |
CID002707 |
Conformant |
No |
No |
| Gold |
Abington Reldan Metals, LLC |
United States of America |
CID002708 |
Conformant |
No |
No |
| Tungsten |
Unecha Refractory metals plant |
Russian Federation |
CID002724 |
Non-Conformant |
No |
Yes |
| Gold |
Shenzhen CuiLu Gold Co., Ltd. |
China |
CID002750 |
Outreach Required |
Unknown |
Unknown |
| Tin |
Super Ligas |
Brazil |
CID002756 |
Conformant |
Yes |
Yes |
| Gold |
Albino Mountinho Lda. |
Portugal |
CID002760 |
Outreach Required |
Unknown |
Unknown |
| Gold |
SAAMP |
France |
CID002761 |
Non-Conformant |
No |
Yes |
| Gold |
L'Orfebre S.A. |
Andorra |
CID002762 |
Conformant |
Yes |
No |
| Gold |
8853 S.p.A. |
Italy |
CID002763 |
Non-Conformant |
No |
No |
| Gold |
Italpreziosi |
Italy |
CID002765 |
Conformant |
No |
No |
| Gold |
WIELAND Edelmetalle GmbH |
Germany |
CID002778 |
Conformant |
No |
No |
| Gold |
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH |
Austria |
CID002779 |
Conformant |
No |
No |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Tungsten |
Philippine Chuangxin Industrial Co., Inc. |
Philippines |
CID002827 |
Conformant |
No |
No |
| Tungsten |
ACL Metais Eireli |
Brazil |
CID002833 |
Non-Conformant |
No |
Yes |
| Tantalum |
Jiangxi Tuohong New Raw Material |
China |
CID002842 |
Conformant |
No |
No |
| Tungsten |
Moliren Ltd. |
Russian Federation |
CID002845 |
RMI Due Diligence Review - Unable to Proceed |
No |
No |
| Gold |
AU Traders and Refiners |
South Africa |
CID002850 |
Non-Conformant |
Yes |
No |
| Gold |
GGC Gujrat Gold Centre Pvt. Ltd. |
India |
CID002852 |
Non-Conformant |
No |
Yes |
| Gold |
Sai Refinery |
India |
CID002853 |
Outreach Required |
No |
No |
| Gold |
Modeltech Sdn Bhd |
Malaysia |
CID002857 |
Non-Conformant |
No |
No |
| Tin |
Modeltech Sdn Bhd |
Malaysia |
CID002858 |
Non-Conformant |
No |
No |
| Gold |
Bangalore Refinery |
India |
CID002863 |
Active |
No |
No |
| Gold |
Kyshtym Copper-Electrolytic Plant ZAO |
Russian Federation |
CID002865 |
RMI Due Diligence Review - Unable to Proceed |
No |
No |
| Gold |
Degussa Sonne / Mond Goldhandel GmbH |
Germany |
CID002867 |
Outreach Required |
No |
No |
| Gold |
Pease & Curren |
United States Of America |
CID002872 |
Communication Suspended - Not Interested |
No |
Yes |
| Gold |
JALAN & Company |
India |
CID002893 |
Outreach Required |
No |
No |
| Gold |
SungEel HiMetal Co., Ltd. |
Korea, Republic Of |
CID002918 |
Conformant |
No |
No |
| Gold |
Planta Recuperadora de Metales SpA |
Chile |
CID002919 |
Conformant |
No |
No |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Gold |
ABC Refinery Pty Ltd. |
Australia |
CID002920 |
Outreach Required |
Unknown |
Unknown |
| Gold |
Safimet S.p.A |
Italy |
CID002973 |
Non-Conformant |
Yes |
Yes |
| Tin |
Guangdong Hanhe Non-Ferrous Metal Co., Ltd. |
China |
CID003116 |
Conformant |
No |
Yes |
| Gold |
State Research Institute Center for Physical Sciences and Technology |
Lithuania |
CID003153 |
Outreach Required |
Yes |
No |
| Gold |
NH Recytech Company |
Korea, Republic Of |
CID003189 |
Conformant |
No |
No |
| Tin |
Chifeng Dajingzi Tin Industry Co., Ltd. |
China |
CID003190 |
Conformant |
No |
Yes |
| Tin |
Pongpipat Company Limited |
Myanmar |
CID003208 |
Outreach Required |
No |
No |
| Gold |
QG Refining, LLC |
United States of America |
CID003324 |
Outreach Required |
Yes |
Yes |
| Tin |
Tin Technology & Refining |
United States of America |
CID003325 |
Conformant |
No |
No |
| Gold |
Dijllah Gold Refinery FZC |
United Arab Emirates |
CID003348 |
Outreach Required |
No |
No |
| Tin |
Dongguan CiEXPO Environmental Engineering Co., Ltd. |
China |
CID003356 |
Non-Conformant |
No |
No |
| Gold |
CGR Metalloys Pvt Ltd. |
India |
CID003382 |
Outreach Required |
No |
No |
| Gold |
Sovereign Metals |
India |
CID003383 |
Outreach Required |
Yes |
No |
| Tin |
Yunnan Yunfan Non-ferrous Metals Co., Ltd. |
China |
CID003397 |
Conformant |
No |
Yes |
| Tungsten |
Hubei Green Tungsten Co., Ltd. |
China |
CID003417 |
Conformant |
No |
No |
| Gold |
Eco-System Recycling Co., Ltd. North Plant |
Japan |
CID003424 |
Conformant |
No |
No |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Gold |
Eco-System Recycling Co., Ltd. West Plant |
Japan |
CID003425 |
Conformant |
No |
No |
| Tungsten |
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. |
Brazil |
CID003427 |
Non-Conformant |
Yes |
No |
| Gold |
Augmont Enterprises Private Limited |
India |
CID003461 |
Non-Conformant |
No |
No |
| Gold |
Kundan Care Products Ltd. |
India |
CID003463 |
Outreach Required |
Yes |
No |
| Tungsten |
Cronimet Brasil Ltda |
Brazil |
CID003468 |
Conformant |
No |
No |
| Tin |
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda |
Brazil |
CID003486 |
Conformant |
No |
No |
| Gold |
Emerald Jewel Industry India Limited (Unit 1) |
India |
CID003487 |
Outreach Required |
Unknown |
Unknown |
| Gold |
Emerald Jewel Industry India Limited (Unit 2) |
India |
CID003488 |
Outreach Required |
Unknown |
Unknown |
| Gold |
Emerald Jewel Industry India Limited (Unit 3) |
India |
CID003489 |
Outreach Required |
Unknown |
Unknown |
| Gold |
Emerald Jewel Industry India Limited (Unit 4) |
India |
CID003490 |
Outreach Required |
Unknown |
Unknown |
| Gold |
K.A. Rasmussen |
Norway |
CID003497 |
Outreach Required |
Yes |
No |
| Gold |
Alexy Metals |
United States of America |
CID003500 |
Non-Conformant |
No |
No |
| Gold |
MD Overseas |
India |
CID003548 |
Outreach Required |
No |
No |
| Tungsten |
Artek LLC |
Russian Federation |
CID003553 |
RMI Due Diligence Review - Unable to Proceed |
No |
No |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Gold |
Metallix Refining Inc. |
United States of America |
CID003557 |
Outreach Required |
Unknown |
Unknown |
| Gold |
Metal Concentrators SA (Pty) Ltd. |
South Africa |
CID003575 |
Conformant |
No |
No |
| Tantalum |
RFH Yancheng Jinye New Material Technology Co., Ltd. |
China |
CID003583 |
Conformant |
Unknown |
Unknown |
| Tungsten |
Fujian Xinlu Tungsten Co., Ltd. |
China |
CID003609 |
Conformant |
Unknown |
Unknown |
| Tungsten |
LLC Vostok |
Russian Federation |
CID003643 |
RMI Due Diligence Review - Unable to Proceed |
Unknown |
Unknown |
| Tungsten |
YUDU ANSHENG TUNGSTEN CO., LTD. |
China |
CID003662 |
Outreach Required |
Unknown |
Unknown |
| Gold |
Dongwu Gold Group |
China |
CID003663 |
Outreach Required |
Unknown |
Unknown |
| Tin |
DS Myanmar |
Myanmar |
CID003831 |
Conformant |
Unknown |
Unknown |
| Tin |
PT Putera Sarana Shakti (PT PSS) |
Indonesia |
CID003868 |
Conformant |
Unknown |
Unknown |
| Tantalum |
5D Production OU |
Estonia |
CID003926 |
Outreach Required |
Unknown |
Unknown |
| Tungsten |
HANNAE FOR T Co., Ltd. |
Korea, Republic Of |
CID003978 |
Outreach Required |
Unknown |
Unknown |
| Tungsten |
Tungsten Vietnam Joint Stock Company |
Vietnam |
CID003993 |
Conformant |
Unknown |
Unknown |
| Gold |
Coimpa Industrial LTDA |
Brazil |
CID004010 |
Conformant |
Unknown |
Unknown |
| Tungsten |
DONGKUK INDUSTRIES CO., LTD. |
Korea, Republic Of |
CID004060 |
Outreach Required |
Unknown |
Unknown |
| Tantalum |
Guangdong Rising Rare Metals-EO Materials Ltd. |
China |
CID000291 |
Conformant |
No |
No |
| Tin |
PT Premium Tin Indonesia |
Indonesia |
CID000313 |
Conformant |
No |
No |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Tin |
PT Bangka Tin Industry |
Indonesia |
CID001419 |
Active |
Unknown |
Unknown |
| Tin |
PT Belitung Industri Sejahtera |
Indonesia |
CID001421 |
Conformant |
No |
Yes |
| Tin |
PT Bukit Timah |
Indonesia |
CID001428 |
Conformant |
No |
Yes |
| Tin |
PT Panca Mega Persada |
Indonesia |
CID001457 |
Outreach Required |
No |
Yes |
| Tin |
PT Sariwiguna Binasentosa |
Indonesia |
CID001463 |
Conformant |
No |
Yes |
| Tin |
PT Tommy Utama |
Indonesia |
CID001493 |
Conformant |
No |
No |
| Tin |
VQB Mineral and Trading Group JSC |
Vietnam |
CID002015 |
Outreach Required |
Yes |
Yes |
| Tin |
PT Tirus Putra Mandiri |
Indonesia |
CID002478 |
Communication Suspended - Not Interested |
No |
No |
| Gold |
Fidelity Printers and Refiners Ltd. |
Zimbabwe |
CID002515 |
RMI Due Diligence Review - Unable to Proceed |
Yes |
No |
| Gold |
Sudan Gold Refinery |
Sudan |
CID002567 |
Outreach Required |
Yes |
No |
| Tin |
CV Ayi Jaya |
Indonesia |
CID002570 |
Conformant |
No |
Yes |
| Gold |
Industrial Refining Company |
Belgium |
CID002587 |
Non-Conformant |
No |
No |
| Tin |
PT Rajehan Ariq |
Indonesia |
CID002593 |
Conformant |
No |
Yes |
| Tin |
PT Cipta Persada Mulia |
Indonesia |
CID002696 |
Conformant |
No |
No |
| Tin |
PT Bangka Prima Tin |
Indonesia |
CID002776 |
Conformant |
No |
No |
| Tin |
PT Sukses Inti Makmur |
Indonesia |
CID002816 |
Conformant |
No |
Yes |
| Gold |
Gold Coast Refinery |
Ghana |
CID003186 |
Outreach Required |
No |
No |
| Tin |
Ma'anshan Weitai Tin Co., Ltd. |
China |
CID003379 |
Non-Conformant |
No |
No |
| Tungsten |
Lianyou Metals Co., Ltd. |
Taiwan, Province of China |
CID003407 |
Conformant |
No |
No |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Tin |
Precious Minerals and Smelting Limited |
India |
CID003409 |
Active |
No |
No |
| Tin |
Gejiu City Fuxiang Industry and Trade Co., Ltd. |
China |
CID003410 |
Outreach Required |
No |
No |
| Tin |
Fabrica Auricchio Industria e Comercio Ltda. |
Brazil |
CID003582 |
Conformant |
Unknown |
Unknown |
| Gold |
WEEEREFINING |
France |
CID003615 |
Conformant |
Unknown |
Unknown |
| Gold |
Gold by Gold Colombia |
Colombia |
CID003641 |
Conformant |
Unknown |
Unknown |
| Tantalum |
PowerX Ltd. |
Rwanda |
CID004054 |
Conformant |
Unknown |
Unknown |
| Tin |
Mining Minerals Resources SARL |
Congo, Democratic Republic of The |
CID004065 |
Conformant |
Unknown |
Unknown |
| Gold |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
Russian Federation |
CID000927 |
RMI Due Diligence Review - Unable to Proceed |
No |
No |
| Tungsten |
JSC "Kirovgrad Hard Alloys Plant" |
Russian Federation |
CID003408 |
RMI Due Diligence Review - Unable to Proceed |
No |
No |
| Gold |
Sam Precious Metals |
United Arab Emirates |
CID003666 |
Outreach Required |
Unknown |
Unknown |
| Tungsten |
Nam Viet Cromit Joint Stock Company |
Vietnam |
CID004034 |
Outreach Required |
Unknown |
Unknown |
| Gold |
African Gold Refinery |
Uganda |
CID003185 |
RMI Due Diligence Review - Unable to Proceed |
Yes |
No |
| Tungsten |
NPP Tyazhmetprom LLC |
Russian Federation |
CID003416 |
RMI Due Diligence Review - Unable to Proceed |
No |
No |
| Tungsten |
OOO “Technolom” 2 |
Russian Federation |
CID003612 |
RMI Due Diligence Review - Unable to Proceed |
Unknown |
Unknown |
| Metal |
Smelter Name |
Smelter
Facility
Location |
Smelter ID |
RMAP Audit
Status |
Source
from
DRC? |
Source
from
CAHRAs? |
| Tungsten |
OOO “Technolom” 1 |
Russian Federation |
CID003614 |
RMI Due Diligence Review - Unable to Proceed |
Unknown |
Unknown |
| Tin |
HuiChang Hill Tin Industry Co., Ltd. |
China |
CID002844 |
Conformant |
No |
No |
| Tungsten |
Shinwon Tungsten (Fujian Shanghang) Co., Ltd. |
China |
CID004430 |
Conformant |
Unknown |
Unknown |
| Tungsten |
Lianyou Resources Co., Ltd. |
Taiwan, Province of China |
CID004397 |
Conformant |
Unknown |
Unknown |
| Tin |
Malaysia Smelting Corporation Berhad (Port Klang) |
Malaysia |
CID004434 |
In Communication |
Unknown |
Unknown |
| Gold |
GG Refinery Ltd. |
Tanzania, United Republic Of |
CID004506 |
Active |
Unknown |
Unknown |
| Tungsten |
Kenee Mining Corporation Vietnam |
Vietnam |
CID004619 |
Active |
Unknown |
Unknown |
Appendix B
Country of Origin Information
This list of potential countries of origin is populated
based on publicly available information, our RCOI and due diligence. It is important to note that this is also based on company level
responses and therefore, it is not certain which of these countries of origin can be specifically linked to our products.
| China |
Slovakia |
Mauritania |
| Brazil |
Korea |
Vietnam |
| Australia |
Mozambique |
Bulgaria |
| Indonesia |
South Africa |
Central African Republic |
| Japan |
Bolivia (Plurinational State of) |
Dominican Republic |
| Peru |
Burundi |
Georgia |
| Canada |
Panama |
Liberia |
| Malaysia |
Suriname |
Senegal |
| Germany |
Philippines |
Tajikistan |
| Spain |
Taiwan |
Botswana |
| Russian Federation |
Andorra |
Cyprus |
| India |
Uzbekistan |
Fiji |
| United Kingdom |
Turkey |
Kenya |
| Chile |
Djibouti |
Lithuania |
| United States of America |
Guinea |
Oman |
| Austria |
Ghana |
Serbia |
| Niger |
Tanzania |
South Sudan |
| Thailand |
Democratic Republic of Congo |
Uruguay |
| Nigeria |
Italy |
Albania |
| Portugal |
Saudi Arabia |
Bermuda |
| Argentina |
Sweden |
Dominica |
| Belgium |
Belarus |
Guam |
| Ireland |
United Arab Emirates |
Ivory Coast |
| France |
Papua New Guinea |
Norway |
| Myanmar |
Eritrea |
Togo |
| Switzerland |
Morocco |
Solomon Islands |
| Colombia |
Poland |
|
| Mongolia |
Zambia |
|
| Kazakhstan |
Mali |
|
| Singapore |
New Zealand |
|
| Mexico |
Sudan |
|
| Israel |
Azerbaijan |
|
| Hungary |
Benin |
|
| Guyana |
Finland |
|
| Luxembourg |
Guatemala |
|
| Ecuador |
Honduras |
|
| Ethiopia |
Liechtenstein |
|
| Cambodia |
Nicaragua |
|
| Estonia |
Uganda |
|
| Egypt |
Angola |
|
| Sierra Leone |
Armenia |
|
| Namibia |
Burkina Faso |
|
| Madagascar |
Congo |
|
| Rwanda |
El Salvador |
|
| Hong Kong |
Jersey |
|
| Netherlands |
Kyrgyzstan |
|
Corning (NYSE:GLW)
Gráfico Histórico do Ativo
De Mai 2024 até Jun 2024
Corning (NYSE:GLW)
Gráfico Histórico do Ativo
De Jun 2023 até Jun 2024
