- Amended Statement of Beneficial Ownership (3/A)
02 Maio 2011 - 6:24PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Expires:
February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Geier International Strategies Fund, LLC
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2. Date of Event Requiring Statement (MM/DD/YYYY)
4/29/2011
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3. Issuer Name
and
Ticker or Trading Symbol
TANZANIAN ROYALTY EXPLORATION CORP [TRE]
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(Last)
(First)
(Middle)
200 SOUTH BISCAYNE BOULEVARD, 27TH FLOOR
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
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X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
MIAMI, FL 33131
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
5/2/2011
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Shares, no par value
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9679791
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D
(1)
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Common Shares, no par value
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9679791
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I
(2)
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See Footnote
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Common Shares, no par value
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2000
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D
(3)
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Common Shares, no par value
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1000
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D
(4)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Put Contracts (Obligation to Purchase Common Shares)
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(5)
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10/1/2011
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Common Shares
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275000
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$10
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D
(1)
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Put Contracts (Obligation to Purchase Common Shares)
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(5)
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10/1/2011
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Common Shares
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275000
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$10
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I
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See Footnote
(2)
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Put Contracts (Obligations to Purchase Common Shares)
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(5)
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10/1/2011
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Common Shares
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225000
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$9
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D
(1)
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Put Contracts (Obligation to Purchase Common Shares)
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(5)
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10/1/2011
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Common Shares
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225000
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$9
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I
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See Footnote
(2)
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Explanation of Responses:
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(
1)
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The reported securities are directly owned by Geier International Strategies Fund LLC (the "Company"), which is a reporting person.
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(
2)
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The reported securities are held in the account of the Company and may also be deemed to be beneficially owned by (i) Geier Capital LLC and Geier Group LLC, who are each Reporting Persons, by virtue of their role as the managing member and the investment manager, respectively, of the Company, and (ii) Chris Gibson, who is also a Reporting Person, by virtue of his role as managing member of Geier Capital LLC and Geier Group LLC. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
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(
3)
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The reported securities are directly owned Chris Gibson, who is a reporting person.
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(
4)
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The reported securities are directly owned by Geier Group, LLC, which is a reporting person.
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(
5)
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The Put Contracts (Obligations to Purchase Common Shares) are presently exercisable.
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Remarks:
This Form 3 Amendment filing is being made to add Geier Capital LLC, Geier Group LLC and Chris Gibson as reporting persons and to add the reported securities held by such reporting persons.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Geier International Strategies Fund, LLC
200 SOUTH BISCAYNE BOULEVARD
27TH FLOOR
MIAMI, FL 33131
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X
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Geier Capital LLC
200 SOUTH BISCAYNE BOULEVARD
27TH FLOOR
MIAMI, FL 33131
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X
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Geier Group LLC
200 SOUTH BISCAYNE BOULEVARD
27TH FLOOR
MIAMI, FL 33131
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X
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Gibson Chris
C/O GEIER CAPITAL LLC
200 SOUTH BISCAYNE BOULEVARD, 27TH FLOOR
MIAMI, FL 33131
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X
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Signatures
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Geier International Strategies Fund LLC, By: Geier Capital LLC, By: /s/ Chris Gibson, Managing Member
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5/2/2011
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**
Signature of Reporting Person
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Date
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Geier Capital LLC, By: /s/ Chris Gibson, Managing Member
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5/2/2011
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**
Signature of Reporting Person
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Date
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Geier Group LLC, By: /s/ Chris Gibson, Managing Member
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5/2/2011
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**
Signature of Reporting Person
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Date
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/s/ Chris Gibson
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5/2/2011
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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