Rule 8.3 - Heritage
11 Março 2008 - 2:00PM
UK Regulatory
RNS Number:8729P
Mr L. Rock
11 March 2008
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rules 8.3 Takeover Code)
1. KEY INFORMATION
Name of person dealing (Note 1) Leslie John Rock (via Axa Framlington Private Client
Account)
Company dealt in Heritage Underwriting Agency Plc
Class of relevant security to which the dealings being Ordinary 10p shares
disclosed relate (Note 2)
Date of dealing 24 January 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities (*) 1,476,080 1.900% N/A
(2) Derivatives (other than options) N/A N/A
(3) Options and agreements to purchase/ N/A N/A
sell
Total 1,476,080 1.900%
(*) Relevant securities includes shares held by Paula Rock
(b) Interests and short positions in relevant securities of the company, other than the class dealt in
(Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities None None
(2) Derivatives (other than options) None None
(3) Options and agreements to purchase/ None None
sell
Total None None
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
None None
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Sale 10,000 �1.25
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 6) Number of securities (Note 7) Price per unit (Note 5)
e.g. CFD
None
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, selling, Number of Exercise Type, e.g. Expiry Option money
name, purchasing, varying securities to American,
etc. which the price European etc. date paid/received
e.g. call option relates per unit
option (Note 7)
(Note 5)
None
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option
(Note 5)
None
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note Details Price per unit (if applicable) (Note 5)
8)
None
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
None
Is a Supplemental Form 8 attached? (Note 9) No
Date of disclosure 11 March 2008
Contact name Leslie Rock
Telephone number +1 441 279 8200
If a connected EFM, name of offeree/offeror with
which connected
If a connected EFM, state nature of connection (Note
10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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